As the First Line Supervisor with over 27 years of industry experience, Marlene and her colleague, Nick Hanley, focus on assuring that associates are abiding by the guidelines and regulations of FINRA and the State Insurance Commission Offices. Marlene specializes in industry law and policy application, ensuring advisors are in compliance with broker dealer and industry guidelines. Together, they actively strives to make the jobs of our advisors easier while ensuring they maintain the best interest of their clients. This support allows our associates to maintain the integrity and reputation that they have worked so hard to build.