401(k), Retirement Services & Executive Compensation

Participant Education Solution

  • Deliver pre-enrollment memos and announcements to build plan excitement and anticipate questions prior to group enrollment.
  • Offer on-site group enrollment or individual meetings which are scheduled at your convenience.
  • Provide group investment education meetings which are designed to help existing participants make informed deferral and asset allocation decisions.
  • Group and Individual Investment Advice offers hands-on assistance to help participants select funds based on a customized risk profile questionnaire.
  • Gap Analysis identifies lifestyle needs and delivers meaningful retirement planning guidance.
  • Individual Financial Planning Services are also available and delivered to employees in an environment of privacy and trust.

Frequent and positive communication to participants potentially benefits everyone in the following ways:

  • Increases plan participation and elective deferral contributions
  • Promotes appropriate asset allocations
  • Builds greater financial security for plan participants
  • Lowers exposure to fiduciary liability and participant litigation
  • Participants can sit down with a licensed professional who conducts an extensive review of their financial profile with custom analysis on a range of financial needs including:
    • Asset Protection
    • Investment Diversification
    • Investment Selection
    • IRA Rollovers
    • Non-Retirement Assets
    • Retirement Assets
    • Whole and Term Life Insurance
    • 529 College Savings Plans

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck